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第3章
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Inthecaseofoneandthesamecapital,orinthatoftwocapitalsinoneandthesamecountrythisispossiblebutinexceptionalcases。Assume,forexample,thatwehaveacapitalof80c+20v+20s;C=100,s’=100%,p’=20%;

andletussupposethatwagesfalltosuchanextentthatthesamenumberoflabourersisobtainablefor16vinsteadof20v。Then,otherthingsbeingequal,and4vbeingreleased,weshallhave:80c+16v+24s;C=96,s’=150%,p’=25%。

Inorderthatp’maynow=20%asbefore,thetotalcapitalwouldhavetoincreaseto120,theconstantcapitalthereforerisingto104:104c+16v+24s;C=120,s’=150%,p’=20%。

Thiswouldonlybepossibleifthefallinwageswereattendedsimultaneouslybyachangeintheproductivityoflabourwhichrequiredsuchachangeinthecompositionofcapital。Or,ifthevalueinmoneyoftheconstantcapitalincreasedfrom80to104。Inshort,itwouldrequireanaccidentalcoincidenceofconditionssuchasoccursinexceptionalcases。Infact,avariationofs’thatdoesnotcallforthesimultaneousvariationofv,andthusofv/C,isconceivableonlyunderverydefiniteconditions,namelyinsuchbranchesofindustryinwhichonlyfixedcapitalandlabourareemployed,whilethematerialsoflabouraresuppliedbyNature。

Butthisisnotsowhentheratesofprofitoftwodifferentcountriesarecompared。Forinthatcasethesamerateofprofitis,ineffect,basedlargelyondifferentratesofsurplus-value。

Itfollowsfromallofthesefivecases,therefore,thatarisingrateofprofitmaycorrespondtoafallingorrisingrateofsurplus-value,afallingrateofprofittoarisingorfallingrateofsurplus-value,andaconstantrateofprofittoarisingorfallingrateofsurplus-value。

AndwehaveseeninIthatarising,falling,orconstantrateofprofitmayalsoaccordwithaconstantrateofsurplus-value。

Therateofprofit,therefore,dependsontwomainfactors-therateofsurplus-valueandthevalue-compositionofcapital。Theeffectsofthesetwofactorsmaybebrieflysummedupasfollows,bygivingthecompositioninpercent,foritisimmaterialwhichofthetwoportionsofthecapitalcausesthevariation:

Theratesofprofitoftwodifferentcapitals,orofoneandthesamecapitalintwosuccessivedifferentconditions,areequal1)ifthepercentcompositionofthecapitalsisthesameandtheirratesofsurplus-valueareequal;

2)iftheirpercentcompositionisnotthesame,andtheratesofsurplus-valueareunequal,providedtheproductsoftheratesofsurplus-valuebythepercentagesofthevariableportionsofcapitals(s’byv)arethesame,i。e。,ifthemassesofsurplus-value(s=s’v)calculatedinpercentofthetotalcapitalareequal;inotherwords,ifthefactorss’andvareinverselyproportionaltooneanotherinbothcases。

Theyareunequal1)ifthepercentcompositionisequalandtheratesofsurplus-valueareunequal,inwhichcasetheyarerelatedastheratesofsurplus-value;

2)iftheratesofsurplus-valuearethesameandthepercentcompositionisunequal,inwhichcasetheyarerelatedasthevariableportionsofthecapitals;

3)iftheratesofsurplus-valueareunequalandthepercentcompositionnotthesame,inwhichcasetheyarerelatedastheproductss’v,i。e。,asthequantitiesofsurplus-valuecalculatedinpercentofthetotalcapital。[10]

vFOOTNOTES[9]Themanuscripthasthefollowingnoteatthispoint:”Investigatelaterinwhatmannerthiscaseisconnectedwithground-rent。”F。E。

[10]Themanuscriptcontainsalsoverydetailedcalculationsofthedifferencebetweentherateofsurplus-valueandtherateofprofit(s’-p’),whichhasveryinterestingpeculiarities,andwhosemovementindicateswherethetworatesdrawapartorapproachoneanother。Thesemovementsmayalsoberepresentedbycurves。Iamnotreproducingthismaterial,becauseitisoflessimportancetotheimmediatepurposesofthiswork,andbecauseitisenoughheretocallattentiontothisfactforreaderswhowishtopursuethispointfurther-

F。E。

Capital,Vol。3,Chapter4KarlMarxCAPITALVol。III

THEPROCESSOF

CAPITALISTPRODUCTIONASAWHOLEPartI

THECONVERSIONOFSURPLUS-VALUEINTOPROFITANDOFTHERATEOFSURPLUS-VALUE

INTOTHERATEOFPROFITCHAPTER4

TheEffectoftheTurnoverontheRateofProfit[Theeffectoftheturnoverontheproductionofsurplus-value,andconsequentlyofprofit,hasbeendiscussedinBookII。Brieflysummariseditsignifiesthatowingtothetimespanrequiredforturnover,notallthecapitalcanbeemployedallatonceinproduction;someofthecapitalalwaysliesidle,eitherintheformofmoney-capital,ofrawmaterialsupplies,offinishedbutstillunsoldcommodity-capital,orofoutstandingclaims;thatthecapitalinactiveproduction,i。e。,intheproductionandappropriationofsurplus-value,isalwaysshortbythisamount,andthattheproducedandappropriatedsurplus-valueisalwayscurtailedtothesameextent。Theshortertheperiodofturnover,thesmallerthisidleportionofcapitalascomparedwiththewhole,andthelarger,therefore,theappropriatedsurplus-value,providedotherconditionsremainthesame。

IthasalreadybeenshownindetailinBookII[Englishedition:Vol。

II,pp。293-98-Ed。]howthequantityofproducedsurplus-valueisaugmentedbyreductionsintheperiodofturnover,orofoneofitstwosections,inthetimeofproductionandthetimeofcirculation。Butsincetherateofprofitonlyexpressestherelationoftheproducedquantityofsurplus-valuetothetotalcapitalemployedinitsproduction,itisevidentthatanysuchreductionincreasestherateofprofit。WhateverhasbeensaidearlierinPartIIofBookIIinregardtosurplus-value,appliesequallytoprofitandtherateofprofitandneedsnorepetitionhere。Wewishonlytostressafewoftheprincipalpoints。

Thechiefmeansofreducingthetimeofproductionishigherlabourproductivity,whichiscommonlycalledindustrialprogress。Ifthisdoesnotinvolveasimultaneousconsiderableincreaseintheoutlayoftotalcapitalresultingfromtheinstallationofexpensivemachinery,etc。,andthusareductionoftherateofprofit,whichiscalculatedonthetotalcapital,thisratemustrise。Andthisisdecidedlytrueinthecaseofmanyofthelatestimprovementsinmetallurgyandinthechemicalindustry。

Therecentlydiscoveredmethodsofproducingironandsteel,suchastheprocessesofBessemer,Siemens,Gilchrist-Thomas,etc。,cuttoaminimumatrelativelysmallcoststheformerlyarduousprocesses。Themakingofalizarin,areddye-stuffextractedfromcoal-tar,requiresbutafewweeks,andthisbymeansofalreadyexistingcoal-tardye-producinginstallations,toyieldthesameresultswhichformerlyrequiredyears。Ittookayearforthemaddertomature,anditwascustomarytolettherootsgrowafewyearsmorebeforetheywereprocessed。

Thechiefmeansofreducingthetimeofcirculationisimprovedcommunications。

Thelastfiftyyearshavebroughtaboutarevolutioninthisfield,comparableonlywiththeindustrialrevolutionofthelatterhalfofthe18thcentury。

Onlandthemacadamisedroadhasbeendisplacedbytherailway,onseatheslowandirregularsailingvesselhasbeenpushedintothebackgroundbytherapidanddependablesteamboatline,andtheentireglobeisbeinggirdledbytelegraphwires。TheSuezCanalhasfullyopenedEastAsiaandAustraliatosteamertraffic。ThetimeofcirculationofashipmentofcommoditiestoEastAsia,atleasttwelvemonthsin1847(cf。BuchII,S。235[Englishedition:KarlMarx,Capital,Vol。II,pp。251-52-

Ed。]),hasnowbeenreducedtoalmostasmanyweeks。Thetwolargecentresofthecrisesof1825-57,AmericaandIndia,havebeenbroughtfrom70to90percentnearertotheEuropeanindustrialcountriesbythisrevolutionintransport,andhavetherebylostagooddealoftheirexplosivenature。Theperiodofturnoverofthetotalworldcommercehasbeenreducedtothesameextent,andtheefficacyofthecapitalinvolvedinithasbeenmorethandoubledortrebled。Itgoeswithoutsayingthatthishasnotbeenwithouteffectontherateofprofit。

Tosingleouttheeffectoftheturnoveroftotalcapitalontherateofprofitwemustassumeallotherconditionsofthecapitalstobecomparedasequal。Asidefromtherateofsurplus-valueandtheworking-dayitisalsonotablythepercentcompositionwhichwemustassumetobethesame。

NowletustakeacapitalAcomposedof80c+20v=100C,whichmakestwoturnoversyearlyatarateofsurplus-valueof100%。Theannualproductisthen:

160c+40v+40s。However,todeterminetherateofprofitwedonotcalculatethe40sontheturned-overcapital-valueof200,butontheadvancedcapitalof100,andthusobtainp’=40%。

NowletuscomparethiswithacapitalB=160c+40v=200C,whichhasthesamerateofsurplus-valueof100%,butwhichisturnedoveronlyonceayear。Theannualproductofthiscapitalis,therefore,thesameasthatofA:

160c+40v+40s。Butthistimethe40saretobecalculatedonanadvanceofcapitalamountingto200,whichyieldsarateofprofitofonly20%,orone-halfthatofA。

Wefind,then,thatforcapitalswithanequalpercentcomposition,withequalratesofsurplus-valueandequalworking-days,theratesofprofitofthetwocapitalsarerelatedinverselyastheirperiodsofturnover。

Ifeitherthecomposition,theratesofsurplus-value,theworking-day,orthewages,areunequalinthetwocomparedcases,thiswouldnaturallyproducefurtherdifferencesintheratesofprofit;buttheseareindependentoftheturnoverand,forthisreason,donotconcernusatthispoint。

TheyhavealreadybeendiscussedinChapterIII。

Thedirecteffectofareducedperiodofturnoverontheproductionofsurplus-value,andconsequentlyofprofit,consistsofanincreasedefficiencyimpartedtherebytothevariableportionofcapital,asshowninBookII,ChapterXVI,”TheTurnoverofVariableCapital”。Thischapterdemonstratedthatavariablecapitalof500turnedovertentimesayearproducesasmuchsurplus-valueinthistimeasavariablecapitalof5,000

withthesamerateofsurplus-valueandthesamewages,turnedoverjustonceayear。

TakecapitalI,consistingof10,000fixedcapitalwhoseannualdepreciationis10%=1,000,of500circulatingconstantand500variablecapital。Letthevariablecapitalturnovertentimesperyearata100%rateofsurplus-value。

Forthesakeofsimplicityweassumeinallthefollowingexamplesthatthecirculatingconstantcapitalisturnedoverinthesametimeasthevariable,whichisgenerallythecaseinpractice。Thentheproductofonesuchperiodofturnoverwillbe:100c(depreciation)+500c+500v+500s=1,600andtheproductofoneentireyear,withtensuchturnovers,willbe1,000c(depreciation)+5,000c+5,000v+5,000s=16,000,C=11,000,s=5,000,p’=5,000/11,000=455/11%。NowletustakecapitalII:9,000fixedcapital,1,000annualwearandtear,1,000circulatingconstantcapital,1,000variablecapital,100%

rateofsurplus-value,5turnoversofvariablecapitalperyear。Thentheproductofeachoftheturnoversofthevariablecapitalwillbe:200c(depreciation)+1,000c+1,000v+1,000s=3,200,andthetotalannualproductafterfiveturnovers:1,000c(depreciation)+5,000c+5,000v+5,000s=16,000,C=11,000,s=5,000,p’=5,000/11,000=455/11%Further,takecapitalIIIwithnofixedcapital,6,000circulatingconstantcapitaland5,000variablecapital。Lettherebeoneturnoverperyearata100%rateofsurplus-value。Thenthetotalannualproductis:6,000c+5,000v+5,000s=16,000,C=11,000,s=5,000,p’=5,000/11,000=455/11%。Inallthethreecaseswethereforehavethesameannualquantityofsurplus-value=5,000,and,sincethetotalcapitalislikewiseequalinallthreecases,namely=11,000,alsothesamerateofprofitof455/11%。

ButshouldcapitalIhaveonly5insteadof10turnoversofitsvariablepartperyear,theresultwouldbedifferent。Theproductofoneturnoverwouldthenbe:200c(depreciation)+500c+500v+500s=1,700。Andtheannualproduct:1,000c(depreciation)+2,500c+2,500v+2,500s=8,500,C=11,000,s=2,500;p’=2,500/11,000=228/11%。Therateofprofithasfallenone-half,becausetheperiodofturnoverhasdoubled。

Thequantityofsurplus-valueappropriatedinoneyearisthereforeequaltothequantityofsurplus-valueappropriatedinoneturnoverofthevariablecapitalmultipliedbythenumberofsuchturnoversperyear。Supposewecallthesurplus-value,orprofit,appropriatedinoneyearS,thesurplus-valueappropriatedinoneperiodofturnovers。

thenumberofturnoversofthevariablecapitalinoneyearn,thenS=sn,andtheannualrateofsurplus-valueS’=s’n,asalreadydemonstratedinBookII,ChapterXVI,I。[Englishedition:Vol。II,p。305-Ed。]

Itgoeswithoutsayingthattheformulap’=s’(v/C)=s’v/(c+v)iscorrectonlysolongasthevinthenumeratoristhesameasthatinthedenominator。

Inthedenominatorvstandsfortheentireportionofthetotalcapitalusedonanaverageasvariablecapitalforthepaymentofwages。Thevofthenumeratorisprimarilyonlydeterminedbythefactthatacertainquantityofsurplus-value=sisproducedandappropriatedbyit,whoserelationtoits/v,ism’,therateofsurplus-value。Itisonlyalongtheselinesthattheformulap’=s/(c+v)istransformedintotheother:p’=s’v/(c+v)。

Thevofthenumeratorwillnowbemoreaccuratelydeterminedbythefactthatitmustequalthevofthedenominator,thatis,theentirevariableportionofcapitalC。Inotherwords,theequationp’=s/Cmaybecorrectlytransformedintotheequationp’=s’v/(c+v)onlyifsstandsforsurplus-valueproducedinoneturnoverofthevariablecapital。Shouldsbeonlyaportionofthissurplus-value,thens=s’visstillcorrect,butthisvisthensmallerthanthevinC=c+v,becauseitissmallerthantheentirevariablecapitalexpendedforwages。Butshouldsstandformorethanthesurplus-valueofoneturnoverofv,thenaportionofthisv,orperhapsthewholeofit,servestwice,namelyinthefirstandinthesecondturnover,andeventuallyinsubsequentturnovers。Thevwhichproducesthesurplus-valueandrepresentsthesumofallpaidwages,isthereforegreaterthanthevinc+vandthecalculationfallsintoerror。

Tomaketheformulaprecisefortheannualrateofprofit,wemustsubstitutetheannualrateofsurplus-valueforthesimplerateofsurplus-value,thatis,substituteS’ors’nfors’。Inotherwords,wemustmultiplytherateofsurplus-values’,or,whatamountstothesamething,thevariablecapitalvcontainedinC,byn,thenumberofturnoversofthisvariablecapitalinoneyear。Thusweobtainp’=s’nv/C,whichistheformulafortheannualrateofprofit。

Theamountofvariablecapitalinvestedinhisbusinessissomethingthecapitalisthimselfdoesnotknowinmostcases。WehaveseeninChapterVIIIofBookII,andshallseefurtheralong,thattheonlyessentialdistinctionwithinhiscapitalwhichimpressesitselfuponthecapitalististhatoffixedandcirculatingcapital。Hetakesmoneytopaywagesfromhiscash-boxcontainingthepartofthecirculatingcapitalhehasonhandintheformofmoney,sofarasitisnotdepositedinabank;hetakesmoneyfromthesamecash-boxforrawandauxiliarymaterials,andcreditsbothitemstothesamecash-account。Andevenifheshouldkeepaseparateaccountforwages,atthecloseoftheyearthiswouldonlyshowthesumpaidoutforthisitem,hencevn,butnotthevariablecapitalvitself。Inordertoascertainthis,hewouldhavetomakeaspecialcalculation,ofwhichweproposeheretogiveanillustration。

Forthispurposeweselectthecottonspinneryof10,000mulespindlesdescribedinBookI(S。209/201)[Englishedition:p。219-Ed。]

andassumethatthedatagiventhereforoneweekofApril1871,areinforceduringthewholeyear。Thefixedcapitalincorporatedinthemachinerywas£10,000。Thecirculatingcapitalwasnotgiven。Weassumeittohavebeen£2,500。Thisisaratherhighestimate,butjustifiedbytheassumption,whichwemustalwaysmakehere,thatnocreditoperationswereeffected,hencenopermanentortemporaryemploymentofotherpeople’scapital。Thevalueoftheweeklyproductwascomposedof£20fordepreciationofmachinery,£358circulatingconstantadvancedcapital(rent£6;cotton£342;coal,gas,oil,£10),£52

variablecapitalpaidoutforwages,and£80surplus-value。Therefore,20c(depreciation)+358c+52v+80s=510。Theweeklyadvanceofcirculatingcapitalthereforewas358c+52v=410。Intermsofpercentthiswas87。3c+12。7v。Fortheentirecirculatingcapitalof£2,500thiswouldbe£2,182constantand£318variablecapital。Sincethetotalexpenditureforwagesinoneyearwas52times£52,or£2,704,itfollowsthatinayearthevariablecapitalof£318wasturnedoveralmostexactly81/2;

times。Therateofsurplus-valuewas80/52=15311/13%。

Wecalculatetherateofprofitonthebasisoftheseelementsbyinsertingtheabovevaluesintheformulap’=s’nv/C:s’=15311/13,n=81/2,v=318,C=12,500;hence:p’=15311/13X81/2X318/12,500=33。27%。Wetestthisbymeansofthesimpleformulap’=s/C。Thetotalannualsurplus-valueorprofitamountsto52times£80,or£4,160,andthisdividedbythetotalcapitalof£12,500givesus33。28%,oralmostanidenticalresult。Thisisanabnormallyhighrateofprofit,whichmayonlybeexplainedbyextraordinarilyfavourableconditionsofthemoment(verylowpricesofcottonalongwithveryhighpricesofyarn),andcouldcertainlynothaveobtainedthroughouttheyear。

Thes’nintheformulap’=s’nv/Cstands,ashasbeensaid,forthethingcalledinBookII[Englishedition:Vol。II,p。295-Ed。]

theannualrateofsurplus-value。Intheabovecaseitis15311/13%

multipliedby81/2orinexactfigures,1,3079/18%。

Thus,ifacertainBiedermann[Biedermann-Philistine。Apun,beingalsothenameoftheeditoroftheDeutscheAllgemeineZeitung-Ed。]

wasshockedbytheabnormityofanannualrateofsurplus-valueof1,000%

usedasanillustrationinBookII,hewillnowperhapsbepacifiedbythisannualrateofsurplus-valueofmorethan1,300%takenfromthelivingexperienceofManchester。Intimesofgreatestprosperity,suchaswehavenotindeedseenforalongtime,sucharateisbynomeansararity。

Forthatmatterwehavehereanillustrationoftheactualcompositionofcapitalinmodernlarge-scaleindustry。Thetotalcapitalisbrokenupinto£12,182constantand£318variablecapital,asumof£12,500。Intermsofpercentthisis971/2c+21/2v=100C。Onlyone-fortiethofthetotal,butinmorethananeight-foldannualturnover,servesforthepaymentofwages。

Sinceveryfewcapitalistseverthinkofmakingcalculationsofthissortwithreferencetotheirownbusiness,statisticsisalmostcompletelysilentabouttherelationoftheconstantportionofthetotalsocialcapitaltoitsvariableportion。OnlytheAmericancensusgiveswhatispossibleundermodernconditions,namelythesumofwagespaidineachlineofbusinessandtheprofitsrealised。Questionableastheymaybe,beingbasedonthecapitalist’sownuncontrolledstatements,theyareneverthelessveryvaluableandtheonlyrecordsavailabletousonthissubject。InEuropewearefartoodelicatetoexpectsuchrevelationsfromourmajorcapitalists-

F。E。]

Capital,Vol。3,Chapter5KarlMarxCAPITALVol。III

THEPROCESSOF

CAPITALISTPRODUCTIONASAWHOLEPartI

THECONVERSIONOFSURPLUS-VALUEINTOPROFITANDOFTHERATEOFSURPLUS-VALUE

INTOTHERATEOFPROFITCHAPTER5

EconomyintheEmploymentofConstantCapitalI。INGENERAL

Theincreaseofabsolutesurplus-value,ortheprolongationofsurplus-labour,andthusoftheworking-day,whilethevariablecapitalremainsthesameandthusemploysthesamenumberoflabourersatthesamenominalwages,regardlessofwhetherovertimeispaidornot,reducestherelativevalueoftheconstantcapitalascomparedtothetotalandthevariablecapital,andtherebyincreasestherateofprofit,againirrespectiveofthegrowthofthequantityofsurplus-valueandapossiblyrisingrateofsurplus-value。

Thevolumeofthefixedportionofconstantcapital,suchasfactorybuildings,machinery,etc。,remainsthesame,nomatterwhethertheseservethelabour-process16or12hours。Aprolongationoftheworking-daydoesnotentailanyfreshexpendituresinthis,themostexpensiveportionofconstantcapital。Furthermore,thevalueofthefixedcapitalistherebyreproducedinasmallernumberofturnoverperiods,sothatthetimeforwhichitmustbeadvancedtomakeacertainprofitisabbreviated。Aprolongationoftheworking-daythereforeincreasestheprofit,evenifovertimeispaid,orevenif,uptoacertainpoint,itisbetterpaidthanthenormalhoursoflabour。

Theever-mountingneedtoincreasefixedcapitalinmodernindustrywasthereforeoneofthemainreasonspromptingprofit-madcapitaliststolengthentheworking-day。[11]Thesameconditionsdonotobtainiftheworking-dayisconstant。Thenitisnecessaryeithertoincreasethenumberoflabourers,andwiththemtoacertainextenttheamountoffixedcapital,thebuildings,machinery,etc。,inordertoexploitagreaterquantityoflabour(forweleaveasidedeductionsfromwagesorthedepressionofwagesbelowtheirnormallevel),or,iftheintensityand,consequently,theproductivityoflabour,increaseand,generally,morerelativesurplus-valueisproduced,themagnitudeofthecirculatingportionofconstantcapitalincreasesinsuchindustrialbrancheswhichuserawmaterials,sincemorerawmaterial,etc。,isprocessedinagiventime;and,secondly,theamountofmachinerysetinmotionbythesamenumberoflabourers,thereforealsothispartofconstantcapital,increasesaswell。Hence,anincreaseinsurplus-valueisaccompaniedbyanincreaseinconstantcapital,andthegrowingexploitationoflabourbygreateroutlaysofthemeansofproductionthroughwhichlabourisexploited,i。e。,byagreaterinvestmentofcapital。Therefore,therateofprofitistherebyreducedontheonehandwhileitincreasesontheother。

Quiteanumberofcurrentexpensesremainalmostorentirelythesamewhethertheworking-dayislongerorshorter。Thecostofsupervisionislessfor500working-menduring18working-hoursthanfor750working-menduring12working-hours。”Theexpenseofworkingafactory10hoursalmostequalsthatofworkingit12。”(ReportsofInsp。ofFact。,October1848,p。37。)Stateandmunicipaltaxes,fireinsurance,wagesofvariouspermanentemployees,depreciationofmachinery,andvariousotherexpensesofafactory,remainunchangedwhethertheworking-timeislongorshort。Totheextenttowhichproductiondecreases,theseexpensesriseascomparedtotheprofit。

(ReportsofInsp。ofFact。,October1862,p。19。)

Theperiodinwhichthevalueofthemachineryandoftheothercomponentsoffixedcapitalisreproducedisdeterminedinpracticenotbytheirmerelifetime,butbythedurationoftheentirelabour-processduringwhichtheyserveandwearout。Ifthelabourersmustwork18insteadof12hours,thismakesadifferenceofthreedaysmoreperweek,sothatoneweekisstretchedintooneandahalf,andtwoyearsintothree。Ifthisovertimeisunpaidthelabourersgiveawaygratisaweekoutofeverythreeandayearoutofeverythreeontopofthenormalsurplus-labourtime。Inthisway,thereproductionofthevalueofthemachineryisspeededup50%andaccomplishedintwo-thirdsoftheusuallyrequiredtime。

Toavoiduselesscomplications,weproceedinthisanalysis,andinthatofpricefluctuationsforrawmaterials(Chap。VI),fromtheassumptionthatthemassandrateofsurplus-valuearegiven。

Asalreadyshowninthepresentationofco-operation,divisionoflabourandmachinery,theeconomyofproductionconditions[Englishedition:Vol。

I,pp。324-25-Ed。]foundinlarge-scaleproductionisessentiallyduetothefactthattheseconditionsprevailasconditionsofsocial,orsociallycombined,labour,andthereforeassocialconditionsoflabour。

Theyarecommonlyconsumedintheprocessofproductionbytheaggregatelabourer,insteadofbeingconsumedinsmallfractionsbyamassoflabourersoperatingdisconnectedlyor,atbest,directlyco-operatingonasmallscale。Inalargefactorywithoneortwocentralmotorsthecostofthesemotorsdoesnotincreaseinthesameratioastheirhorse-powerand,hence,theirpossiblesphereofactivity。Thecostofthetransmissionequipmentdoesnotgrowinthesameratioasthetotalnumberofworkingmachineswhichitsetsinmotion。Theframeofamachinedoesnotbecomedearerinthesameratioasthemountingnumberoftoolswhichitemploysasitsorgans,etc。Furthermore,theconcentrationofmeansofproductionyieldsasavingonbuildingsofvariouskindsnotonlyfortheactualworkshops,butalsoforstorage,etc。Thesameappliestoexpendituresforfuel,lighting,etc。Otherconditionsofproductionremainthesame,whetherusedbymanyorbyfew。

Thistotaleconomy,arisingasitdoesfromtheconcentrationofmeansofproductionandtheiruseenmasse,imperativelyrequires,however,theaccumulationandco-operationoflabourers,i。e。,asocialcombinationoflabour。Hence,itoriginatesquiteasmuchfromthesocialnatureoflabour,justassurplus-valueoriginatesfromthesurplus-labouroftheindividuallabourerconsideredsingly。Eventhecontinualimprovements,whichareherepossibleandnecessary,areduesolelytothesocialexperienceandobservationensuredandmadepossiblebyproductionofaggregatelabourcombinedonalargescale。

Thesameistrueofthesecondbigsourceofeconomyintheconditionsofproduction。Werefertothereconversionoftheexcretionsofproduction,theso-calledwaste,intonewelementsofproduction,eitherofthesame,orofsomeotherlineofindustry;totheprocessesbywhichthisso-calledexcretionisthrownbackintothecycleofproductionand,consequently,consumption,whetherproductiveorindividual。Thislineofsavings,whichweshalllaterexaminemoreclosely,islikewisetheresultoflarge-scalesociallabour。Itistheattendantabundanceofthiswastewhichrendersitavailableagainforcommerceandtherebyturnsitintonewelementsofproduction。Itisonlyaswasteofcombinedproduction,therefore,oflarge-scaleproduction,thatitbecomesimportanttotheproductionprocessandremainsabearerofexchange-value。Thiswaste,asidefromtheserviceswhichitperformsasnewelementofproduction,reducesthecostoftherawmaterialtotheextenttowhichitisagainsaleable,forthiscostalwaysincludesthenormalwaste,namelythequantityordinarilylostinprocessing。Thereductionofthecostofthisportionofconstantcapitalincreasesprotantotherateofprofit,assumingthemagnitudeofthevariablecapitalandtherateofsurplus-valuetobegiven。

Ifthesurplus-valueisgiven,therateofprofitcanbeincreasedonlybyreducingthevalueoftheconstantcapitalrequiredforcommodity-production。

Sofarasconstantcapitalentersintotheproductionofcommodities,itisnotitsexchange-value,butitsuse-valuealone,whichmatters。Thequantityoflabourwhichflaxcanabsorbinaspinnerydoesnotdependonitsvalue,butonitsquantity,assumingtheproductivityoflabour,i。e。,theleveloftechnicaldevelopment,tobegiven。Inlikemannertheassistancerenderedbyamachineto,say,threelabourersdoesnotdependonitsvalue,butonitsuse-valueasamachine。Ononeleveloftechnicaldevelopmentabadmachinemaybeexpensiveandonanotheragoodmachinemaybecheap。

Theincreasedprofitreceivedbyacapitalistthroughthecheapeningof,say,cottonandspinningmachinery,istheresultofhigherlabourproductivity;notinthespinnery,tobesure,butincottoncultivationandconstructionofmachinery。Itrequiressmalleroutlaysoftheconditionsoflabourtoincorporateagivenquantityoflabour,andhencetoextractagivenquantityofsurplus-labour。Thecostsrequiredtoappropriateacertainquantityofsurplus-labourdiminish。

Wehavealreadymentionedsavingsyieldedintheproductionprocessthroughco-operativeuseofmeansofproductionbytheaggregate,orsociallycombined,labour。Othersavingsofconstantcapitalarisingfromtheshorteningofthetimeofcirculationinwhichthedevelopmentofmeansofcommunicationisadominantmaterialfactorwillbediscussedlater。Atthispointweshalldealwiththesavingsyieldedbycontinuousimprovementsofmachinery,namely1)ofitsmaterial,e。g。,thesubstitutionofironforwood;2)

thecheapeningofmachineryduetothegeneralimprovementofmachine-building;

sothat,althoughthevalueofthefixedportionofconstantcapitalincreasescontinuallywiththedevelopmentoflabouronalargescale,itdoesnotincreaseatthesamerate[12];

3)specialimprovementsenablingexistingmachinerytoworkmorecheaplyandeffectively;forinstance,improvementsofsteam-boilers,etc。,whichwillbediscussedlateroningreaterdetail;4)reductionofwastethroughbettermachinery。

Whateverreducesthewearofmachinery,andoffixedcapitalingeneral,foranygivenperiodofproduction,cheapensnotonlytheindividualcommodity,inviewofthefactthatinitspriceeveryindividualcommodityreproducesitsaliquotshareofthisdepreciation,butreducesalsothealiquotportionoftheinvestedcapitalforthisperiod。Repairwork,etc。,totheextentthatitbecomesnecessary,isaddedtotheoriginalcostofthemachinery。

Areductioninrepaircosts,duetogreaterdurabilityofthemachinery,lowersprotantothepriceofthismachinery。

Itmayagainbesaidofallthesesavingsthattheyarelargelypossibleonlyforcombinedlabour,andareoftennotrealiseduntilproductioniscarriedforwardonastilllargerscale,sothattheyrequireanevengreatercombinationoflabourintheimmediateprocessofproduction。

However,ontheotherhandthedevelopmentoftheproductivepoweroflabourinanyonelineofproduction,e。g。,theproductionofiron,coal,machinery,inarchitecture,etc。,whichmayagainbepartlyconnectedwithprogressinthefieldofintellectualproduction,notablynaturalscienceanditspracticalapplication,appearstobethepremiseforareductionofthevalue,andconsequentlyofthecost,ofmeansofproductioninotherlinesofindustry,e。g。,thetextileindustry,oragriculture。

Thisisself-evident,sinceacommoditywhichistheproductofacertainbranchofindustryentersanotherasameansofproduction。Itsgreaterorlesserpricedependsontheproductivityoflabourinthelineofproductionfromwhichitissuesasaproduct,andisatthesametimeafactorthatnotonlycheapensthecommoditiesintowhoseproductionitgoesasameansofproduction,butalsoreducesthevalueoftheconstantcapitalwhoseelementitherebecomes,andtherebyonethatincreasestherateofprofit。

Thecharacteristicfeatureofthiskindofsavingofconstantcapitalarisingfromtheprogressivedevelopmentofindustryisthattheriseintherateofprofitinonelineofindustrydependsonthedevelopmentoftheproductivepoweroflabourinanother。Whateverfallstothecapitalist’sadvantageinthiscaseisoncemoreagainproducedbysociallabour,ifnotaproductofthelabourershehimselfexploits。Suchadevelopmentofproductivepowerisagaintraceableinthefinalanalysistothesocialnatureofthelabourengagedinproduction;tothedivisionoflabourinsociety;andtothedevelopmentofintellectuallabour,especiallyinthenaturalsciences。Whatthecapitalistthusutilisesaretheadvantagesoftheentiresystemofthesocialdivisionoflabour。Itisthedevelopmentoftheproductivepoweroflabourinitsexteriordepartment,inthatdepartmentwhichsuppliesitwithmeansofproduction,wherebythevalueoftheconstantcapitalemployedbythecapitalistisrelativelyloweredandconsequentlytherateofprofitisraised。

Anotherriseintherateofprofitisproduced,notbysavingsinthelabourcreatingtheconstantcapital,butbysavingsintheapplicationofthiscapitalitself。Ontheonehand,theconcentrationoflabourers,andtheirlarge-scaleco-operation,savesconstantcapital。Thesamebuildings,andheatingandlightingappliances,etc。,costrelativelylessforthelarge-scalethanforsmall-scaleproduction。Thesameistrueofpowerandworkingmachinery。Althoughtheirabsolutevalueincreases,itfallsincomparisontotheincreasingextensionofproductionandthemagnitudeofthevariablecapital,orthequantityoflabour-powersetinmotion。

Theeconomyrealisedbyacertaincapitalwithinitsownlineofproductionisfirstandforemostaneconomyinlabour,i。e。,areductionofthepaidlabourofitsownlabourers。Thepreviouslymentionedeconomy,ontheotherhand,isdistinguishedfromthisonebythefactthatitaccomplishesthegreatestpossibleappropriationofotherpeople’sunpaidlabourinthemosteconomicalway,i。e。,withaslittleexpenseasthegivenscaleofproductionwillpermit。Inasmuchasthiseconomydoesnotrestwiththepreviouslymentionedexploitationoftheproductivityofthesociallabouremployedintheproductionofconstantcapital,butwiththeeconomyintheconstantcapitalitself,itspringseitherdirectlyfromtheco-operationandsocialformoflabourwithinacertainbranchofproduction,orfromtheproductionofmachinery,etc。,onascaleinwhichitsvaluedoesnotgrowatthesamerateasitsuse-value。

Twopointsmustbeborneinmindhere:Itthevalueofc=zero,thenp’=s’,andtherateofprofitwouldbeatitsmaximum。Second,however,themostimportantthingforthedirectexploitationoflabouritselfisnotthevalueoftheemployedmeansofexploitation,betheyfixedcapital,rawmaterialsorauxiliarysubstances。Insofarastheyserveasmeansofabsorbinglabour,asmediainorbywhichlabourand,hence,surplus-labourarematerialised,theexchange-valueofmachinery,buildings,rawmaterials,etc。,isquiteimmaterial。Whatisultimatelyessentialis,ontheonehand,thequantityofthemtechnicallyrequiredforcombinationwithacertainquantityoflivinglabour,and,ontheother,theirsuitability,i。e。,notonlygoodmachinery,butalsogoodrawandauxiliarymaterials。

Therateofprofitdependspartlyonthegoodqualityoftherawmaterial。

Goodmaterialproduceslesswaste。Lessrawmaterialsarethenneededtoabsorbthesamequantityoflabour。Furthermore,theresistancetobeovercomebytheworkingmachineisalsoless。Thispartlyaffectseventhesurplus-valueandtherateofsurplus-value。Thelabourerneedsmoretimewhenusingbadrawmaterialstoprocessthesamequantity。Assumingwagesremainthesame,thiscausesareductioninsurplus-labour。Thisalsosubstantiallyaffectsthereproductionandaccumulationofcapital,whichdependmoreontheproductivitythanontheamountoflabouremployed,asshowninBookI(S。627/619ff。)[Englishedition:p。603-Ed。]。

Thecapitalist’sfanaticalinsistenceoneconomyinmeansofproductionisthereforequiteunderstandable。Thatnothingislostorwastedandthemeansofproductionareconsumedonlyinthemannerrequiredbyproductionitself,dependspartlyontheskillandintelligenceofthelabourersandpartlyonthedisciplineenforcedbythecapitalistforthecombinedlabour。

Thisdisciplinewillbecomesuperfluousunderasocialsysteminwhichthelabourersworkfortheirownaccount,asithasalreadybecomepracticallysuperfluousinpiece-work。Thisfanaticalinsistencecomestothesurfacealsoconverselyintheadulterationoftheelementsofproduction,whichisoneoftheprincipalmeansofloweringtherelationofthevalueoftheconstantcapitaltothevariablecapital,andthusofraisingtherateofprofit。Wherebythesaleoftheseelementsofproductionabovetheirvalue,sofarasthisreappearsintheproduct,acquiresamarkedelementofcheating。ThispracticeplaysanessentialpartparticularlyinGermanindustry,whosemaximis:Peoplewillsurelyappreciateifwesendthemgoodsamplesatfirst,andtheninferiorgoodsafterward。However,asthesemattersbelongtothesphereofcompetitiontheydonotconcernushere。

Itshouldbenotedthatthisraisingoftherateofprofitbymeansofloweringthevalueoftheconstantcapital,i。e。,byreducingitsexpensiveness,doesnotinanywaydependonwhetherthebranchofindustryinwhichittakesplaceproducesluxuries,ornecessitiesfortheconsumptionoflabourers,ormeansofproductiongenerally。Thislastcircumstancewouldonlybeofmaterialimportanceifitwereaquestionoftherateofsurplus-value,whichdependsessentiallyonthevalueoflabour-power,i。e。,onthevalueofthecustomarynecessitiesofthelabourer。Butinthepresentcasethesurplus-valueandtherateofsurplus-valuehavebeenassumedasgiven。

Therelationofsurplus-valuetototalcapital-andthisdeterminestherateofprofit-dependsunderthesecircumstancesexclusivelyonthevalueoftheconstantcapital,andinnowayontheuse-valueoftheelementsofwhichitiscomposed。

Arelativecheapeningofthemeansofproductiondoesnot,ofcourse,excludethepossibleincreaseoftheirabsoluteaggregatevalue,fortheabsolutevolumeinwhichtheyareemployedgrowstremendouslywiththedevelopmentoftheproductivepoweroflabourandtheattendantgrowthofthelevelofproduction。Economyintheuseofconstantcapital,fromwhateverangleitmaybeviewed,is,inpart,theexclusiveresultofthefactthatthemeansofproductionfunctionandareconsumedasjointmeansofproductionofthecombinedlabourer,sothattheresultingsavingappearsasaproductofthesocialnatureofdirectlyproductivelabour;inpart,however,itistheresultofdevelopingproductivityoflabourinsphereswhichsupplycapitalwithitsmeansofproduction,sothatifweviewthetotallabourinrelationtototalcapital,andnotsimplythelabourersemployedbycapitalistXinrelationtocapitalistY,thiseconomypresentsitselfoncemoreasaproductofthedevelopmentoftheproductiveforcesofsociallabour,withtheonlydifferencethatcapitalistXenjoystheadvantagenotonlyoftheproductivityoflabourinhisownestablishment,butalsoofthatinotherestablishments。Yetthecapitalistviewseconomyofhisconstantcapitalasaconditionwhollyindependentof,andentirelyaliento,hislabourers。Heisalwayswellaware,however,thatthelabourerhassomethingtodowiththeemployerbuyingmuchorlittlelabourwiththesameamountofmoney(forthisishowthetransactionbetweenthecapitalistandlabourerappearsinhismind)。Thiseconomyintheapplicationofthemeansofproduction,thismethodofobtainingacertainresultwithaminimumoutlayappearsmorethananyotherinnerpoweroflabourasaninherentpowerofcapitalandamethodpeculiarandcharacteristicofthecapitalistmodeofproduction。

Thisconceptionissomuchthelesssurprisingsinceitappearstoaccordwithfact,andsincetherelationshipofcapitalactuallyconcealstheinnerconnectionbehindtheutterindifference,isolation,andalienationinwhichtheyplacethelabourervis-à-visthemeansincorporatinghislabour。

First,themeansofproductionthatmakeuptheconstantcapitalrepresentonlythemoneybelongingtothecapitalist(justasthebodyoftheRomandebtorrepresentedthemoneyofhiscreditor,accordingtoLinguet[Théoriedesloixciviles,ouprincipesfondamentauxdelasociété,tomeII,Londres,1767,livreV,chapitreXX-Ed。])andarerelatedtohimalone,whilethelabourer,whocomesincontactwiththemonlyinthedirectprocessofproduction,dealswiththemasuse-valuesofproductiononlyasmeansoflabourandmaterialsofproduction。Increaseordecreaseoftheirvalue,therefore,hasaslittlebearingonhisrelationstothecapitalistasthecircumstancewhetherhemaybeworkingwithcopperoriron。Forthatmatter,thecapitalistlikestoviewthispointdifferently,asweshalllaterindicate,wheneverthemeansofproductiongaininvalueandtherebyreducehisrateofprofit。

Second,insofarasthesemeansofproductioninthecapitalistproductionprocessareatthesametimemeansofexploitinglabour,thelabourerisnomoreconcernedwiththeirrelativedearnessorcheapnessthanahorseisconcernedwiththedearnessorcheapnessofitsbitandbridle。

Finally,wehaveearlier[Englishedition:Vol。1,p。325-Ed。]seenthat,infact,thelabourerlooksatthesocialnatureofhislabour,atitscombinationwiththelabourofothersforacommonpurpose,ashewouldatanalienpower;theconditionofrealisingthiscombinationisalienproperty,whosedissipationwouldbetotallyindifferenttohimifhewerenotcompelledtoeconomisewithit。Thesituationisquitedifferentinfactoriesownedbythelabourersthemselves,asinRochdale,forinstance。

Itscarcelyneedstobementioned,then,thatasfarasconcernstheproductivityoflabourinonebranchofindustryasaleverforcheapeningandimprovingthemeansofproductioninanother,andtherebyraisingtherateofprofit,thegeneralinterconnectionofsociallabouraffectsthelabourersasamatteralientothem,amatterthatactuallyconcernsthecapitalistalone,sinceitishewhobuysandappropriatesthesemeansofproduction。Thefactthathebuystheproductoflabourersinanotherbranchofindustrywiththeproductoflabourersinhisown,andthathethereforedisposesoftheproductofthelabourersofanothercapitalistonlybygratuitouslyappropriatingthatofhisown,isadevelopmentthatisfortunatelyconcealedbytheprocessofcirculation,etc。

Moreover,sinceproductiononalargescaledevelopsforthefirsttimeinitscapitalistform,thethirstforprofitsontheonehand,andcompetitionontheother,whichcompelsthecheapestpossibleproductionofcommodities,makethiseconomyintheemploymentofconstantcapitalappearassomethingpeculiartothecapitalistmodeofproductionandthereforeasafunctionofthecapitalist。

Justasthecapitalistmodeofproductionpromotesthedevelopmentoftheproductivepowersofsociallabour,ontheonehand,sodoesitwhipontoeconomyintheemploymentofconstantcapitalontheother。

However,itisnotonlythealienationandindifferencethatarisebetweenthelabourer,thebeareroflivinglabour,andtheeconomical,i。e。,rationalandthrifty,useofthematerialconditionsofhislabour。Inlinewithitscontradictoryandantagonisticnature,thecapitalistmodeofproductionproceedstocounttheprodigiousdissipationofthelabourer’slifeandhealth,andtheloweringofhislivingconditions,asaneconomyintheuseofconstantcapitalandtherebyasameansofraisingtherateofprofit。

Sincethelabourerpassesthegreaterportionofhislifeintheprocessofproduction,theconditionsoftheproductionprocessarelargelytheconditionsofhisactivelivingprocess,orhislivingconditions,andeconomyintheselivingconditionsisamethodofraisingtherateofprofit;

justaswesawearlier[Englishedition:Vol。I,pp。231-302-Ed。]

thatoverwork,thetransformationofthelabourerintoaworkhorse,isameansofincreasingcapital,orspeedinguptheproductionofsurplus-value。

Sucheconomyextendstoovercrowdingcloseandunsanitarypremiseswithlabourers,or,ascapitalistsputit,tospacesaving;tocrowdingdangerousmachineryintoclosequarterswithoutusingsafetydevices;toneglectingsafetyrulesinproductionprocessespernicioustohealth,or,asinmining,boundupwithdanger,etc。Nottomentiontheabsenceofallprovisionstorendertheproductionprocesshuman,agreeable,oratleastbearable。

Fromthecapitalistpointofviewthiswouldbequiteauselessandsenselesswaste。Thecapitalistmodeofproductionisgenerally,despiteallitsniggardliness,altogethertooprodigalwithitshumanmaterial,justas,conversely,thankstoitsmethodofdistributionofproductsthroughcommerceandmannerofcompetition,itisveryprodigalwithitsmaterialmeans,andlosesforsocietywhatitgainsfortheindividualcapitalist。

Justascapitalhasthetendencytoreducethedirectemploymentoflivinglabourtonomorethanthenecessarylabour,andalwaystocutdownthelabourrequiredtoproduceacommoditybyexploitingthesocialproductivenessoflabourandthustosaveamaximumofdirectlyappliedlivinglabour,soithasalsothetendencytoemploythislabour,reducedtoaminimum,underthemosteconomicalconditions,i。e。,toreducetoitsminimumthevalueoftheemployedconstantcapital。Ifitisthenecessarylabour-timewhichdeterminesthevalueofcommodities,insteadofallthelabour-timecontainedinthem,soitisthecapitalwhichrealisesthisdeterminationand,atthesametime,continuallyreducesthelabour-timesociallynecessarytoproduceagivencommodity。Thepriceofthecommodityistherebyloweredtoitsminimumsinceeveryportionofthelabourrequiredforitsproductionisreducedtoitsminimum。

Wemustmakeadistinctionineconomyasregardsuseofconstantcapital。

Ifthequantity,andconsequentlythesumofthevalueofemployedcapital,increases,thisisprimarilyonlyaconcentrationofmorecapitalinasinglehand。Yetitispreciselythisgreaterquantityappliedbyasinglesource-attended,asarule,byanabsolutelygreaterbutrelativelysmalleramountofemployedlabour-whichpermitseconomyofconstantcapital。

Totakeanindividualcapitalist,thevolumeofthenecessaryinvestmentofcapital,especiallyofitsfixedportion,increases。Butitsvaluedecreasesrelativetothemassofworked-upmaterialsandexploitedlabour。

Thisisnowtobebrieflyillustratedbyafewexamples。Weshallbeginattheend-theeconomyintheconditionsofproduction,insofarasthesealsoconstitutethelivingconditionsofthelabourer。

II。SAVINGSLABOURCONDITIONSATTHEEXPENSEOF

THELABOURERS。COALMINES。NEGLECTOFINDISPENSABLEOUTLAYS”Underthecompetitionwhichexistsamongthecoal-ownersandcoal-proprietors……nomoreoutlayisincurredthanissufficienttoovercomethemostobviousphysicaldifficulties;andunderthatwhichprevailsamongthelabouringcolliers,whoareordinarilymorenumerousthantheworktobedonerequires,alargeamountofdangerandexposuretothemostnoxiousinfluenceswillgladlybeencounteredforwagesalittleinadvanceoftheagriculturalpopulationroundthem,inanoccupation,inwhichtheycanmoreovermakeaprofitableuseoftheirchildren。Thisdoublecompetitionisquitesufficient……tocausealargeproportionofthepitstobeworkedwiththemostimperfectdrainageandventilation;oftenwithill-constructedshafts,badgearing,incompetentengineers,andill-constructedandill-preparedbaysandroadways;causingadestructionoflife,andlimb,andhealth,thestatisticsofwhichwouldpresentanappallingpicture。”(FirstReportonChildren’sEmploymentinMinesandCollieries,etc。,April21,1829,p。102。)About1860,aweeklyaverageof15menlosttheirlivesintheEnglishcollieries。AccordingtothereportonCoalMinesAccidents(February6,1862),atotalof8,466werekilledinthetenyears1852-61。Butthereportadmitsthatthisnumberisfartoolow,becauseinthefirstfewyears,whentheinspectorshadjustbeeninstalledandtheirdistrictswerefartoolarge,agreatmanyaccidentsanddeathswerenotreported。

Theveryfactthatthenumberofaccidents,thoughstillveryhigh,hasdecreasedmarkedlysincetheinspectionsystemwasestablished,andthisinspiteofthelimitedpowersandinsufficientnumbersoftheinspectors,demonstratesthenaturaltendencyofcapitalistexploitation。Thesehumansacrificesaremostlyduetotheinordinateavariceofthemineowners。

Veryoftentheyhadonlyoneshaftsunk,sothatapartfromthelackofeffectiveventilationtherewasnoescapewerethisshafttobecomeobstructed。

Capitalistproduction,whenconsideredinisolationfromtheprocessofcirculationandtheexcessesofcompetition,isveryeconomicalwiththematerialisedlabourincorporatedincommodities。Yet,morethananyothermodeofproduction,itsquandershumanlives,orliving-labour,andnotonlybloodandflesh,butalsonerveandbrain。Indeed,itisonlybydintofthemostextravagantwasteofindividualdevelopmentthatthedevelopmentofthehumanraceisatallsafeguardedandmaintainedintheepochofhistoryimmediatelyprecedingtheconsciousreorganisationofsociety。Sincealloftheeconomistherediscussedarisesfromthesocialnatureoflabour,itisindeedjustthisdirectlysocialnatureoflabourwhichcausesthewasteoflifeandhealth。ThefollowingquestionsuggestedbyfactoryinspectorR。Bakerischaracteristicinthisrespect:”Thewholequestionisoneforseriousconsideration,andinwhatwaythissacrificeofinfantlifeoccasionedbycongregationallabourcanbebestaverted?”

(ReportsofInsp。ofFact。,October1863,p。157。)

Factories。Underthisheadingthereiscoveredthedisregardforsafetymeasurestoensurethesecurity,comfort,andhealthoflabourersalsointheactualfactories。Itistoblameforalargeportionofthecasualtylistscontainingthewoundedandkilledindustrialworkers(cf。

theannualfactoryreports)。Similarly,lackofspace,ventilation,etc。

AsfarbackasOctober1855,LeonardHornercomplainedabouttheresistanceofverymanymanufacturerstothelegalrequirementsconcerningsafetydevicesonhorizontalshafts,althoughthedangerwascontinuallyemphasisedbyaccidents,manyofthemfatal,andalthoughthesesafetydevicesdidnotcostmuchanddidnotinterferewithproduction。(ReportsofInsp。

ofFact。,October1855,p。6。)Intheirresistanceagainsttheseandotherlegalrequirementsthemanufacturerswereopenlysecondedbytheunpaidjusticesofthepeace,whowerethemselvesmostlymanufacturersorfriendsofmanufacturers,andhandeddowntheirdecisionsaccordingly。WhatsortofverdictsthesegentlemenhandeddownwasrevealedbySuperiorJudgeCampbell,whosaidwithreferencetooneofthem,againstwhichanappealhadbeenmadetohim:”ItisnotaninterpretationoftheActofParliament,itisarepealoftheActofParliament”(loc。cit。,p。11)。Hornerstatesinthesamereportthatinmanyfactorieslabourersarenotwarnedwhenmachineryisabouttobestartedup。Sincethereisalwayssomethingtobedoneaboutmachineryevenwhenitisnotoperating,fingersandhandsarealwaysoccupiedwithit,andaccidentshappencontinuallyduetothemereomissionofawarningsignal(loc。cit。,p。44)。Themanufacturershadatrades-unionatthetimetoopposefactorylegislation,theso-calledNationalAssociationfortheAmendmentoftheFactoryLawsinManchester,whichinMarch1855collectedmorethan£50,000byassessing2shillingsperhorse-power,topayforthecourtproceedingsagainstitsmembersstartedbyfactoryinspectors,andtoconductthecasesinthenameoftheunion。Itwasamatterofprovingthatkillingwasnotmurder[Allusiontothepamphlet’KillingnoMurder’whichappearedinEnglandin1657。ItsauthorwasthelevellerEdwardSexby-Ed。]whenitoccurredforthesakeofprofit。AfactoryinspectorforScotland,SirJohnKincaid,tellsaboutacertainfirminGlasgowwhichusedtheironscrapatitsfactorytomakeprotectiveshieldsforallitsmachinery,thecostamountingto£91s。Joiningthemanufacturers’unionwouldhavecostitanassessmentof£11forits110horse-power,whichwasmorethanthecostofallitsprotectiveappliances。ButtheNationalAssociationhadbeenorganisedin1854fortheexpresspurposeofopposingthelawwhichprescribedsuchprotection。Themanufacturershadnotpaidtheleastheedtoitduringthewholeperiodfrom1844to1854。Whenthefactoryinspectors,atinstructionsfromPalmerston,theninformedthemanufacturersthatthelawwouldbeenforcedinearnest,themanufacturersinstantlyfoundedtheirassociation,manyofwhosemostprominentmemberswerethemselvesjusticesofthepeaceandinthiscapacityweresupposedtoenforcethelaw。WheninApril1855thenewMinisteroftheInterior,SirGeorgeGrey,offeredacompromiseunderwhichthegovernmentwouldbecontentwithpracticallynominalsafetyappliancestheAssociationindignantlyrejectedeventhis。InvariouslawsuitsthefamousengineerWilliamFairbairnthrowtheweightofhisreputationbehindtheprincipleofeconomyandindefenceofthefreedomofcapitalwhichhadbeenviolated。

Theheadoffactoryinspection,LeonardHorner,waspersecutedandmalignedbythemanufacturersineveryconceivablemanner。

ButthemanufacturersdidnotrestuntiltheyobtainedawritoftheCourtofQueen’sBench,accordingtowhichtheLawof1844didnotprescribeprotectivedevicesforhorizontalshaftsinstalledmorethansevenfeetabovethegroundand,finally,in1856theysucceededinsecuringanActofParliamententirelysatisfactorytotheminthecircumstances,throughtheservicesofthebigotWilsonPatten,oneofthosepioussoulswhosedisplayofreligionisalwaysreadytodothedirtyworkfortheknightsofthemoney-bag。ThisActpracticallydeprivedthelabourersofallspecialprotectionandreferredthemtothecommoncourtsforcompensationintheeventofindustrialaccidents(sheermockeryinviewoftheexcessivecostofEnglishlawsuits),whileitmadeitalmostimpossibleforthemanufacturertolosethelawsuitbyprovidinginafinely-wordedclauseforexperttestimony。

Theresultwasarapidincreaseofaccidents。InthesixmonthsfromMaytoOctober1858,InspectorBakerreportedthataccidentsincreasedby21%

comparedwiththeprecedinghalf-year。Inhisopinion36。7%oftheseaccidentsmighthavebeenavoided。Itistruethatthenumberofaccidentsin1858

and1859wasconsiderablybelowthatof1845and1846。Itwasactually29%lessalthoughthenumberoflabourersintheindustriessubjecttoinspectionhadincreased20%。Butwhatwasthereasonforthis?Insofarasthisissuehasbeensettlednow(1865),itwasmainlyaccomplishedthroughtheintroductionofnewmachineryalreadyprovidedwithsafetydevicestowhichthemanufacturerdidnotobjectbecausetheycosthimnoextraexpense。Furthermore,afewlabourerssucceededinsecuringheavydamagesfortheirlostarms,andhadthisjudgementupheldevenbythehighestcourts。(ReportsofInsp。ofFact。,April30,1861,p。31,dittoApril1862,p。17。)

Somuchforeconomyindevicesprotectingthelifeandlimbsoflabourers(amongwhommanychildren)againstthedangersofhandlingandoperatingmachinery。

Workinenclosedplacesgenerally。Itiswellknowntowhatextenteconomyofspace,andthusofbuildings,crowdslabourersintoclosequarters。

Inaddition,thereisalsoeconomyinmeansofventilation。Coupledwiththelongworking-hours,thetwocausealargeincreaseindiseasesoftherespiratoryorgans,andanattendantincreaseinthedeath-rate。ThefollowingillustrationshavebeentakenfromReportsonPublicHealth,6threport,1863。ThisreportwascompiledbyDr。JohnSimon,wellknownfromourBookI。

Justascombinationandco-operationoflabourpermitslarge-scaleemploymentofmachinery,concentrationofmeansofproduction,andeconomyintheiruse,itisthisveryworkingtogetherenmasseinenclosedplacesandunderconditionsratherdeterminedbyeaseofmanufacturethanbyhealthrequirements-itisthismassconcentrationinoneandthesameworkshopthatacts,ontheonehand,asasourceofgreaterprofitsforthecapitalistand,ontheother,unlesscounteractedbyareducednumberofhoursandspecialprecautions,asthecauseofthesquanderingofthelivesandhealthofthelabourers。

Dr。Simonformulatesthefollowingruleandbacksitupwithabundantstatistics:”Inproportionasthepeopleofadistrictareattractedtoanycollectiveindooroccupation,insuchproportion,otherthingsbeingequal,thedistrictdeath-ratebylungdiseaseswillbeincreased”(p。

23)。Thecauseisbadventilation。”AndprobablyinallEnglandthereisnoexceptiontotherule,that,ineverydistrictwhichhasalargeindoorindustry,theincreasedmortalityoftheworkpeopleissuchastocolourthedeath-returnofthewholedistrictwithamarkedexcessoflungdisease”

(p。23)。

Mortalityfiguresforindustriescarriedoninenclosedplaces,collectedbytheBoardofHealthin1860and1861,indicatethatforthesamenumberofmenbetweentheagesof15and55,forwhichthedeath-ratefromconsumptionandotherpulmonarydiseasesinEnglishagriculturaldistrictsis100,thedeath-rateinCoventryis163,inBlackburnandSkipton167,CongletonandBradford168,Leicester171,Leek182,Macclesfield184,Bolton190,Nottingham192,Rochdale193,Derby198,SalfordandAshton-under-Lyne203,Leeds218,Preston220,andManchester263(p。24)。Thefollowingtablepresentsastillmorestrikingillustration。

DistrictChiefindustryDeathsfrompulmonarydiseasesbetweentheagesof15and25,per100,000populationMenWomenBerkhampsteadStrawplaiting(women)219578

LeightonBuzzardStrawplaiting(women)309554

NewportPagnellLacemanufacture(women)301617

TowcesterLacemanufacture(women)239577

YeovilManufactureofgloves(mainlywomen)280409

LeekSilkindustry(predominantlywomen)437856

CongletonSilkindustry(predominantlywomen)566790

MacclesfieldSilkindustry(predominantlywomen)593890

HealthycountrydistrictAgriculture331333Itshowsthedeath-rateforpulmonarydiseasesseparatelyforbothsexesbetweentheagesof15and25computedforevery100,000population。Inthedistrictsselectedonlywomenareemployedinindustriescarriedoninenclosedplaces,whilemenworkinallotherpossiblelines。

Inthesilkdistricts,wheremoremenareemployedinthefactory,theirmortalityisalsohigher。Thedeath-ratefromconsumption,etc。,forbothsexes,reveals,asthereportsays,”theatrocioussanitarycircumstancesunderwhichmuchofoursilkindustryisconducted”。Anditisinthissamesilkindustrythatthemanufacturers,pleadingexceptionallyfavourableandsanitaryconditionsintheirestablishments,demandedbywayofanexception,andpartiallyobtained,longworking-hoursforchildrenunder13yearsofage(BuchI,Kap。VIII,6,S。296/286)[Englishedition:Ch。

X,6,p。293-Ed。]”ProbablynoindustrywhichhasyetbeeninvestigatedhasaffordedaworsepicturethanthatwhichDr。Smithgivesoftailoring:-’Shopsvarymuchintheirsanitaryconditions,butalmostuniversallyareovercrowdedandill-ventilated,andinahighdegreeunfavourabletohealth……Suchroomsarenecessarilywarm;butwhenthegasislit,asduringtheday-timeonfoggydays,andatnightduringthewinter,theheatincreasesto80°

andeventoupwardsof90°,causingprofuseperspiration,andcondensationofvapouruponthepanesofglass,sothatitrunsdowninstreamsordropsfromtheroof,andtheoperativesarecompelledtokeepsomewindowsopen,atwhateverrisktothemselvesoftakingcold。’Andhegivesthefollowingaccountofwhathefoundin16ofthemostimportantWestEndshops。Thelargestcubicspaceintheseill-ventilatedroomsallowedtoeachoperativeis270feet,andtheleast105feet,andinthewholeaveragesonly156

feetperman。Inoneroom,withagalleryrunningroundit,andlightedonlyfromtheroof,from92toupwardsof100menareemployed,wherealargenumberofgaslightsburn,andwheretheurinalsareintheclosestproximity,thecubicspacedoesnotexceed150feetperman。Inanotherroom,whichcanonlybecalledakennelinayard,lightedfromtheroof,andventilatedbyasmallskylightopening,fivetosixmenworkinaspaceof112cubicfeetperman。’……Tailors,inthoseatrociousworkshopswhichDr。Smithdescribes,workgenerallyforabout12or13hoursaday,andatsometimestheworkwillbecontinuedfor15or16hours”(pp。25,26,28)

NumbersofpersonsemployedBranchesofindustryandlocalityDeath-rateper100,000betweentheagesof25-3535-4545-55

958,265Agriculture,EnglandandWales7438051,145

22,301menandTailoring,London9581,2622,093

12,377women13,803Type-settersandprinters,London8941,7472,367(p。30)。Itmustbenoted,andhasinfactbeenremarkedbyJohnSimon,chiefoftheMedicalDepartmentandauthorofthereport,thatthemortality-ratefortailors,type-setters,andprintersofLondonbetweentheagesof25

and35wascitedlowerthantherealfigure,becauseLondonemployersinbothlinesofbusinesshavealargenumberofyoungpeople(probablyupto30yearsofage)fromthecountryengagedasapprenticesand”improvers”,i。e。,mengettingadditionaltraining。TheseswellthenumberofhandsforwhichtheLondonindustrialdeath-ratesarecomputed。ButtheydonotproportionallycontributetothenumberofdeathsinLondonbecausetheirstaythereisonlytemporary。Iftheyfallillduringthisperiod,theyreturntotheirhomesinthecountry,wheretheirdeathisregisterediftheydie。ThiscircumstanceaffectstheearlieragesstillmoreandrenderstheLondondeath-ratesfortheseagegroupscompletelyvaluelessasindexesoftheill-effectsofindustryonhealth(p。30)。

Thecaseofthetype-settersissimilartothatofthetailors。Inadditiontolackofventilation,topoisonedair,etc。,thereisstillnight-worktobementioned。Theirregularworking-timeis12to13hours,sometimes15to16。”Greatheatandfoulnesswhichbeginwhenthegas-jetsarelit……Itnotinfrequentlyhappensthatfumesfromafoundry,orfoulodoursfrommachineryorsinks,risefromthelowerroom,andaggravatetheevilsoftheupperone。Theheatedairofthelowerroomsalwaystendstoheattheupperbywarmingthefloor,andwhentheroomsarelow,andtheconsumptionofgasgreat,thisisaseriousevil,andoneonlysurpassedinthecasewherethesteam-boilersareplacedinthelowerroom,andsupplyunwished-forheattothewholehouse……Asageneralexpression,itmaybestatedthatuniversallytheventilationisdefective,andquiteinsufficienttoremovetheheatandtheproductsofthecombustionofgasintheeveningandduringthenight,andthatinmanyoffices,andparticularlyinthosemadefromdwelling-houses,theconditionismostdeplorable……Andinsomeoffices(especiallythoseofweeklynewspapers)therewillbework-worktoo,inwhichboysbetween12and16yearsofagetakeequalpart-foralmostuninterruptedperiodsoftwodaysandanightatatime;-while,inotherprinting-officeswhichlaythemselvesoutforthedoingof’urgent’business,Sundaygivesnorelaxationtotheworkman,andhisworking-daysbecomeseveninsteadofsixineveryweek”(pp。26,28)。

Themillinersanddress-makershavealreadyattractedourattentioninBookI(Kap。VIII,3,S。249/241)[Englishedition:Ch。X,3,pp。254-55-

Ed。]inrespecttooverwork。TheirworkshopsaredescribedinourreportbyDr。Ord。Evenifbetterduringtheday,theybecomeoverheated,foul,andunhealthyduringthehoursinwhichgasisburned。Dr。Ordfoundin34shopsofthebettersortthattheaveragenumberofcubicfeetperworkerwasasfollows:”……Infourcasesmorethan500,infourothercasesfrom400to500,……insevenothersfrom200to250,infourothersfrom150to200,andinnineothersonlyfrom100to150。Thelargestoftheseallowanceswouldbutbescantyforcontinuouswork,unlessthespacewerethoroughlywellventilated;and,exceptwithextraordinaryventilation,itsatmospherecouldnotbetolerablywholesomeduringgas-light。”AndhereisDr。Ord’sremarkaboutoneoftheminorworkshopswhichhevisited,operatedfortheaccountofamiddleman:”Oneroomareaincubicalfeet,1,280;personspresent,14;areatoeach,incubicalfeet,91。5。Thewomenherewereweary-lookingandsqualid;theirearningswerestatedtobe7s。to15s。aweek,andtheirtea……Hours8a。m。to8p。m。Thesmallroomintowhichthese14personswerecrowdedwasill-ventilated。Thereweretwomovablewindowsandafire-place,butthelatterwasblockedupandtherewasnospecialventilationofanykind”(p。27)。

Thesamereportstateswithreferencetotheoverworkofmillinersanddress-makers:”……Theoverworkoftheyoungwomeninfashionabledress-makingestablishmentsdoesnot,formorethanaboutfourmonthsoftheyear,prevailinthatmonstrousdegreewhichhasonmanyoccasionsexcitedmomentarypublicsurpriseandindignation;butfortheindoorhandsduringthesemonthsitwill,asarule,beoffull14hoursaday,andwill,whenthereispressure,be,fordaystogether,of17oreven18hours。Atothertimesoftheyeartheworkoftheindoorhandsrangesprobablyfrom10to14

hours;anduniformlythehoursforoutdoorhandsare12or13。Formantle-makers,collar-makers,shirt-makers,andvariousotherclassesofneedleworkers(includingpersonswhoworkatthesewing-machine)thehoursspentinthecommonworkroomarefewer-generallynotmorethan10to12hours;but,saysDr。Ord,theregularhoursofworkaresubjecttoconsiderableextensionincertainhousesatcertaintimes,bythepracticeofworkingextrahoursforextrapay,andinotherhousesbythepracticeoftakingworkawayfromhousesofbusiness,tobedoneafterhoursathome,bothpracticesbeing,itmaybeadded,oftencompulsory”(p。28)。JohnSimonremarksinafootnotetothispage:”Mr。Radcliffe,……theHonorarySecretaryoftheEpidemiologicalSociety,……happeningtohaveunusualopportunitiesforquestioningtheyoungwomenemployedinfirst-classhousesofbusiness……hasfoundthatinonlyoneoutoftwentygirlsexaminedwhocalledthemselves’quitewell’couldthestateofhealthbepronouncedgood;therestexhibitinginvariousdegreesevidencesofdepressedphysicalpower,nervousexhaustion,andnumerousfunctionaldisordersthereupondependent。

Heattributestheseconditionsinthefirstplacetothelengthofthehoursofwork-theminimumofwhichheestimatesat12hoursadayoutoftheseason;andsecondarilyto……crowdingandbadventilationofworkrooms,gas-vapours,insufficiencyorbadqualityoffood,andinattentiontodomesticcomfort。”

TheconclusionarrivedatbythechiefoftheEnglishBoardofHealthisthat”itispracticallyimpossibleforworkpeopletoinsistuponthatwhichintheoryistheirfirstsanitaryright-therightthatwhateverworktheiremployerassemblesthemtodo,shall,sofarasdependsuponhim,be,athiscost,divestedofallneedlesslyunwholesomecircumstances;……whileworkpeoplearepracticallyunabletoexactthatsanitaryjusticeforthemselves,theyalso(notwithstandingthepresumedintentionsofthelaw)cannotexpectanyeffectualassistancefromtheappointedadministratorsoftheNuisancesRemovalActs”(p。29)。”Doubtlesstheremaybesomesmalltechnicaldifficultyindefiningtheexactlineatwhichemployersshallbecomesubjecttoregulation。But……inprinciple,thesanitaryclaimisuniversal。Andintheinterestofmyriadsoflabouringmenandwomen,whoselivesarenowneedlesslyafflictedandshortenedbytheinfinitephysicalsufferingwhichtheirmereemploymentengenders,Iwouldventuretoexpressmyhope,thatuniversallythesanitarycircumstancesoflabourmay,atleastsofar,bebroughtwithinappropriateprovisionsoflaw,thattheeffectiveventilationofallindoorworkplacesmaybeensured,andthatineverynaturallyinsalubriousoccupationthespecifichealth-endangeringinfluencemayasfaraspracticablebereduced”(p。31)。

III。ECONOMYINTHEGENERATIONANDTRANSMISSION

OFPOWER,ANDINBUILDINGS

InhisOctober1852reportL。HornerquotesaletterofthefamousengineerJamesNasmythofPatricroft,theinventorofthesteam-hammer,which,amongotherthings,containsthefollowing:”……Thepublicarelittleawareofthevastincreaseindrivingpowerwhichhasbeenobtainedbysuchchangesofsystemandimprovements(ofsteam-engines)asIalludeto。Theenginepowerofthisdistrict(Lancashire)

layundertheincubusoftimidandprejudicedtraditionsfornearlyfortyyears,butnowwearehappilyemancipated。Duringthelastfifteenyears,butmoreespeciallyinthecourseofthelastfouryears(since1848),someveryimportantchangeshavetakenplaceinthesystemofworkingcondensingsteam-engines……Theresult……hasbeentorealiseamuchgreateramountofdutyorworkperformedbytheidenticalengines,andthatagainataveryconsiderablereductionoftheexpenditureoffuel……Foragreatmanyyearsaftertheintroductionofsteam-powerintothemillsandmanufactoriesoftheabove-nameddistricts,thevelocityofwhich,itwasconsideredpropertoworkcondensingsteam-engineswasabout220feetperminuteofthepiston;thatistosay,anenginewitha5-feetstrokewasrestrictedby’rule’tomake22revolutionsofthecrankshaftperminute。Beyondthisspeeditwasnotconsideredprudentordesirabletoworktheengine;andasallthemillgearing……weremadesuitabletothis220feetperminutespeedofpiston,thisslowandabsurdlyrestrictedvelocityruledtheworkingofsuchenginesformanyyears。However,atlength,eitherthroughfortunateignoranceofthe’rule’,orbybetterreasonsonthepartofsomeboldinnovator,agreaterspeedwastried,andastheresultwashighlyfavourable,othersfollowedtheexample,by,asitistermed,’lettingtheengineaway’,namely,bysomodifyingtheproportionsofthefirstmotionwheelsofthemillgearingastopermittheenginetorunat300feetandupwardsperminute,whilethemillgearinggenerallywaskeptatitsformerspeed

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